<p>Series 7 - General knowledge of stocks, bonds, and options. - Know what the securities are
Series 63 - “Uniform Securities Agent State Law exam” - Know what the law is on selling securities.</p>
<p>Career track: Broker, Sales Manager, Branch Manager - That is for a regular brokerage firm. However, a lot of people stop at Broker, since that is where all the money is made.</p>
<p>T Rowe Price and Schwab are discount brokers, so the track may be different.</p>