Tax advice?? (Graduate student)

<p>I enrolled in a PhD program this fall after graduating from undergrad in May. The program offerred full funding plus a stipend and health insurance. Taxes were not taken out of the stipend and I will not receive a W2 for it. Furthermore, I received a 1098-T which outlined that I received ~20,000 in scholarships/grants and that tuition and fees were ~17,000. I keep asking around about what I need to pay in taxes for the stipend, but no one seems to know. My parents have no clue since they just send everything to my great uncle who is an accountant, but he is impossible to get a hold of apparently. So here are my questions if anyone has any idea, your advice would be greatly appreciated:</p>

<li><p>The 1098-T says that I received more grant aid than cost of tuition, however, the excess grant was for health insurance and the student health services fee which was REQUIRED for enrollment in the program. Do I have to pay taxes on that ~3,000? I am assuming that I don’t have to pay taxes on the money that I received for tuition right?</p></li>
<li><p>My stipend was ~11,000 for the semester. It was not payment for services, since my research was counted as credit, and not pay, and was used for room and board. I am being claimed as a dependent this year (for my younger sister’s financial aid) too. How much will I owe in taxes? I live in New York btw. Would this be considered Student FICA exempt? Is being claimed as a dependent seriously going to hurt me? </p></li>
</ol>

<p>Thanks for your help!</p>

<p>If someone else doesn't post a reply, pm taxguy. There are several other tax practitioners in the parents forum, but I can't recall screen names at this time.</p>

<p>Use a tax program. Follow the instructions carefully and without interpretations. Do not shortcut. TaxAct works for me but others will probably work too.</p>

<p>Search for some of the discussions about 1098Ts on this board.</p>

<p>Technically you could claim yourself as independent and probably should, since you are providing more than 1/2 your own support.</p>

<p>Was the tuition and fees $20k, grants $17K plus $11K stipend for living expenses?</p>

<p>If so, you would show $11k income for that term ($22k in future years with 2 terms) plus the net scholarship income of $3k (no health fees are not deducted from this) thus your income, so you will have net income of $14k</p>

<p>You will owe taxes on this, less your personal $3k+ deduction and less your $5k+ standard deduction if you file as independent.</p>

<p>If your parents are in fact providing some support and would benefit more than you by claiming you as their dependent, they may choose to pay your taxes. For example my DD gets more in scholar $ than tuition, I pay the tax on that because it is me who benefits from the money she saves me.</p>

<p>OP - I think you will probably end up nearly tax-free, but you do need to research this question. DW's stipend was nontaxable, but it took us two years to convince the IRS. Better to be sure of your situation BEFORE submitting your return. JMHO.</p>

<p>Generally stipends for tuition and fees are tax free IF you don't need to perform any services such as teaching. If you do need to perform services for the stipend then it would be taxable. Please see a good accountant in your area about this.</p>

<p>The tuition and fees were 17K, grants were 20K so as to pay for the required student health services fees and the tuition, and then the stipend was 11K.</p>

<p>Taxguy, the stipend is given to all students, and isn't payment for services since I was given credit for the research that I did last semester and not a paycheck. However, it's not for tuition, it's for room and board.</p>

<p>My parents won't pay my taxes and aren't providing much support (they only pay my cell phone bill since we are on a family plan). They have to claim me as a dependent because they are afraid that my younger sister will lose the 10K grant she got as a college freshman if they don't.</p>

<p>So if I "made" ~14K for the year, and I'm claimed as a dependent, I would pay federal and state taxes on the 14K less the 5K standard deduction? </p>

<p>Anyone know about student FICA exception?</p>

<p>I published this about a year ago,which should answer your question:</p>

<p>Scholarships (and fellowships) are generally tax-free, whether for elementary or high school students, for college or graduate students, or for students at accredited vocational schools. It makes no difference whether the scholarship takes the form of a direct payment to the individual or a tuition reduction.
However, for the scholarship to be tax-free, certain conditions must be satisfied. The most important are that the award must be used for tuition and related expenses (and not for room and board) and that it must not be compensation for services.
Tuition and related expenses. A scholarship is tax-free only to the extent it is used to pay for (1) tuition and fees required to attend the school or (2) fees, books, supplies, and equipment required of all students in a particular course. For example, if a computer is recommended but not required, buying one wouldn't qualify. Other expenses that don't qualify include the cost of room and board, travel, research, and clerical help.
To the extent a scholarship award is used for nonqualifying items, it is taxable. The recipient is responsible for determining how much of the award was used for qualified tuition and related expenses so as to be tax-free. You should maintain records (e.g., copies of bills, receipts, cancelled checks) that reflect the use of the scholarship money.
Scholarship award can't be payment for services. A scholarship isn't tax-free if the payments are linked to services that your child performs as a condition for receiving the award, even if those services are required of all degree candidates. Thus, a stipend your child receives for required teaching, research or other services is taxable, even if the child uses the money for tuition or related expenses.
Returns and records. If the scholarship is tax-free and your child has no other income, the award doesn't have to be reported on a return. However, any portion of the award that is taxable as payment for services is treated as wages, and the payor should withhold accordingly. Estimated tax payments may have to be made if the payor doesn't withhold enough tax. Your child should receive a Form W-2 showing the amount of these "wages" and the amount of tax withheld, but any portion of the award that is taxable must be reported, even if no Form W-2 is received.
Your child's award can have the following impact on these related tax issues:
(1) You should still get dependency exemption. Your dependency exemption for your child shouldn't be threatened by the scholarship. To claim an individual as your dependent, you must provide more than 50% of his support. Since education is a support item, to the extent that education costs are paid by an outside source, the amount of support you are providing could fall below 50%. However, a special rule provides that educational costs covered by a scholarship (or fellowship) for a dependent who is a child of the taxpayer (but not for other dependents) aren't included in the calculation of total support.
Example. Ellen's parents provide $8,000 towards her support and she receives a $10,000 college scholarship. If the scholarship were included in Ellen's total support, the parents' $8,000 wouldn't be more than 50% of her support ($18,000) and they wouldn't qualify to claim her as their dependent. However, since the scholarship isn't included in her support, the parents qualify.
(2) Any taxable scholarship amounts should increase your child's standard deduction. As noted above, to the extent scholarship funds are spent on room, board, or other nonqualifying expenses, the award is taxable. However, it is treated as "earned income." This means if the student is being claimed as a dependent by his parent, and using the standard deduction he or she may qualify for a higher standard deduction.
If an individual is a dependent, his or her standard deduction is limited (in 2004) to the greater of (a) $800, or (b) the sum of $250 plus the individual's earned income. But the standard deduction can't be more than the regular standard deduction ($4,850 for single taxpayers for 2004). So even though part of a scholarship is taxable, it may be "covered" by the standard deduction.
Example. Tim is a dependent of his parents. His only income is $3,000 he received as part of a scholarship which is taxable because it was applied to cover his costs of room and board. Since the $3,000 is treated as earned income, Tim is entitled to a $3,250 standard deduction which reduces his taxable income to zero.
(3) The tax-free scholarship may limit other higher education tax benefits you or your child may be entitled to. If your child receives a tax-free scholarship and his or her higher education expenses also qualify for any of the following credits, deductions, and exclusions, the expenses taken into account in computing any of these other benefits must first be reduced by the tax-free amounts used to pay the expenses:
Hope and Lifetime Learning credits.
Deduction for higher education expense.
Deduction for interest on student loans
Coverdell ESA distribution exclusion.
Qualified tuition (529) plan distribution exclusion.
Savings bond interest exclusion.
In other words, neither you nor your child may claim a credit, deduction, or exclusion based on expenses paid with tax-free scholarship funds.</p>

<p>However, educational assistance provided by a government unit or an Indian tribe may be tax-exempt under the "general welfare exclusion" ( ¶ J-1480A). Thus, educational assistance payments provided by a corporation organized under Indian tribal law to tribe members with family income below the national median were excludable as general welfare payments. But payments to tribe members with family income equal to or greater than the national median were taxable unless they were "qualified scholarships"</p>

<p>Elaboration:
I. Gross income doesn't include any amount received as a qualified scholarship ( ¶ J-1232) by an individual who is a candidate for a degree ( ¶ J-1245) at an educational organization ( ¶ J-1244). 1.1 Thus, nondegree candidates cannot exclude scholarship income from gross income. 2</p>

<p>1.1 Code Sec. 117(a) ; Prop Reg § 1.117-6(b)(1).
2 H Rept No. 99-426, PL 99-514, p. 102.</p>

<p>II, In addition,The recipient of the scholarship or fellowship grant is responsible for determining whether the grant is, in whole or in part, includible in gross income. 3.1. Thus, you can't trust whether the sponsoring scholarship categorization of taxability.</p>

<p>3.1 Letter ruling 200226005</p>

<p>Moreover,The grant need not be limited by its express terms to tuition and course-related expenses. An otherwise qualified scholarship is excludible (taking into account any other excludible grant to the individual) up to the aggregate amount of tuition and related expenses incurred by the individual for the period of the grant. But a grant which by its terms cannot be used for tuition and related expenses or which is earmarked for other purposes (such as room and board) isn't excludible. 5 </p>

<p>5 Conf Rept No. 99-841, Vol. II, PL 99-841, pp. II-16; Prop Reg § 1.117-6(c)(1).
illustration: Taxpayer, a degree candidate, receives a $2,000 scholarship, with $1,000 specifically designated for tuition and $1,000 specifically designated for living expenses. Taxpayer's tuition is $1,600. Taxpayer may exclude $1,000 from income, but the other $1,000 designated for living expenses must be included in income.</p>

<p>3.1 IRS Letter Ruling 200226005.</p>

<p>III. In addition:scholarship prize won in a contest is not a scholarship where there is no requirement that it be used for educational purposes. But if the winner can only use the prize money to pay tuition, the prize is a scholarship governed by Code Sec. 117. </p>

<p>IV. What is covered:</p>

<p>An otherwise qualified scholarship is excludible up to the amount used for qualified tuition and related expenses, see ¶ J-1232. Qualified tuition and related expenses means:
(1) tuition and fees required for the enrollment or attendance of a student at an educational organization described in Code Sec. 170(b)(1)(A)(ii) 6 (see ¶ J-1244).
(2) fees, books, supplies and equipment required for the courses of instruction at the educational organization. 7</p>

<p>6 Code Sec. 117(b)(2)(A) ; Prop Reg § 1.117-6(c)(2)(i).
7 Code Sec. 117(b)(2)(B) ; Prop Reg § 1.117-6(c)(2)(ii).
Under proposed regs, to qualify for exclusion, the fees, books, supplies, and equipment would have to be required of all students in the particular course. 8 </p>

<p>8 Prop Reg § 1.117-6(c)(2).
Illustration: S is a scholarship student at a university where he is enrolled in a writing course. "Suggested" supplies for the writing course include a word processor, but students in that course aren't required to buy word processors. Under the proposed regs, S wouldn't be able to include the cost of a word processor in calculating his exclusion. 8.1</p>

<p>8.1 Prop Reg § 1.117-6(c)(6), Ex (1), Ex (1). </p>

<p>Part II of this post will be right under this</p>

<hr>

<p>Posts: 4,545 Part II, Tax aspects of scholarships and Fellowships continued:</p>

<p>V. Payment for services:</p>

<p>The exclusion from gross income for qualified scholarships and the exclusion for qualified tuition reductions don't apply to that portion of any amount received which represents payment for teaching, research, or other services by the student which are required as a condition for receiving the qualified scholarship or qualified tuition reduction. Thus, cash stipends for services aren't excludible as a scholarship even if the money is used to pay tuition. For a statutory exception to this rule for certain health professions scholarship programs.</p>

<p>As an example: . "Scholarships" given to contestants in the Miss Georgia Pageant. The "scholarships" are forfeitable and are granted only to those contestants entering into a contract by which they agree to abide by the contest rules and to make required public appearances. The Tax Court concluded that these "scholarships" are compensatory in nature, representing a quid pro quo for services rendered under the contest contract, and are designed to attract high quality contestants to the pageant. </p>

<p>One interesting bit of information deals with athletic scholarships:
In the following case, the grants were held to be primarily for the education and training of the recipient and not to be compensation for services:
. Athletic scholarship awarded to a college student by university that expects but doesn't require him to participate in a particular sport. 35
35. Rev. Rul. 77-263</p>

<p>VI. Recordkeeping requirements for qualified scholarships.</p>

<p>To be eligible to exclude a qualified scholarship, proposed regs would require that a recipient maintain records that establish amounts used for qualified tuition and related expenses. Upon request by IRS, a recipient may satisfy this requirement by providing copies of bills, receipts, cancelled checks, or other documentation that clearly reflect the use of the money. Also, IRS may require a recipient to provide documentation that establishes receipt of the grant, notification date of the grant, and the conditions and requirements of the particular grant. 46</p>

<p>46 Prop Reg § 1.117-6(e).</p>

<p>For further information, See IRS publication 520, which is pretty goods insofar as IRS publications go.</p>

<p>I hope this helps.</p>

<p>wow! Not exactly FUN reading, but very useful. Thanks, taxguy!</p>

<p>Cornelli,
Wow, Taxguy...impressive!
I went through the same with D1 who is a first yr grad student. Her 1098-T reflects scholarship/grant for the same amount as tuition...which is a qualified education expense and, therefore, tax free. She received a stipend as well...but for services as a teaching assistant...which was taxed. I believe that for purposes of tax-free scholarships/fellowships, qualified education expenses are tuition & fees required to enroll at or attend an eligible education institution, and course-related expenses such as fees, books, supplies, and equipment that are required for all students in the course of instruction. Expenses that do not qualify are room & board, travel, research, equipment and other expenses that are not required for enrollment or attendance.</p>

<p>
[quote]
Generally stipends for tuition and fees are tax free IF you don't need to perform any services such as teaching. If you do need to perform services for the stipend then it would be taxable. Please see a good accountant in your area about this.

[/quote]
</p>

<p>Even a bad accountant should know the answer to this question. It's really much simpler than it appears and requires two simple analyses: the first being what is the amount of taxable income that needs to be reported this year and the second if the student is dependent or independent. The reality is that the answer is available at many graduate students' sites. After all, THEY know how to work the system. </p>

<p>To get to that result, it might help to read the entire enchilada posted above, but it is not necessary and probably more confusing than it should be. For starters, the definition of "tax free" is really misleading. In the eyes of the IRS, the tax free scholarship really means that such scholarship's income can be offset by qualified deductions. Without qualified deductions, the amount is STILL taxable.</p>

<p>At the end it is pretty simple: one needs to add ALL the sources of revenues paid by the school and add outside scholarships. That is the start. The next step is to add up everything that could be considered a qualified expense in the same year. As it is well known, tuition is the main qualified expenses as well as fees imposed to ALL students. Playing with the gray area and inconsistent guidance from the IRS, one can add a few fees and books, although an audit might reject such expenses. The final test is to see if FICA has to be paid; this is where the issue of personal services might come in. In this case, this should not be relevant. </p>

<p>When the taxable income is defined, the final step involves deciding to file as independent or a dependent. It is a mtter of deciding where the exclusion brings the biggest bang: for the parents or the student. </p>

<p>Fwiw, there is a lot more guidance available for the taxability of scholarships for graduate students that there is for UG. Google "taxability of scholarships for graduate students" and you'll find several sources. You should know that graduate students have long lobbied to have their living expenses considered qualified expenses and that legislation has been introduced in this regard --without success, I believe.</p>

<p>Here's an example from <a href="http://graduate.asu.edu/noncompsupport.html:%5B/url%5D"&gt;http://graduate.asu.edu/noncompsupport.html:&lt;/a&gt;&lt;/p>

<p>
[quote]
Income Tax Considerations
All awards, scholarships, fellowships, grants, and stipends to ASU students for which no services are required, whether paid through Student Financial Assistance or directly by a department, are taxable nonemployee income to the recipient, except for the portion of these funds used for tuition, registration, other university fees, books, supplies, and equipment required for the course(s) being taken. The recipient is responsible for determining the value of tuition, registration, other university fees, books, supplies, and equipment.

[/quote]
</p>

<p>Thanks for the responses. I understand that I will have to pay taxes on the stipend. I was wondering more about FICA, but the information was helpful. Also, how much more am I going to end up paying for being claimed as a dependent? A rough figure would be helpful. Maybe I can convince my parents to reimburse me that amount.</p>

<p>The difference will be additional taxes corresponding to your loss of one exemption. Your tax rate will probably be around 10%, so the loss should be about $350.00 to you. The exmeption might be worth more to your parents.</p>

<p>See:</p>

<p>Individuals are entitled to claim a personal exemption for themselves and any dependents they support. The personal exemption acts just like a tax deduction: it reduces your taxable income, so you end up pay taxes on less income. </p>

<p>The personal exemption amount is indexed annually for inflation. For tax year 2008, the personal exemption amount is $3,500. For a personal exemption amounts in other tax years, see the table below.</p>

<p>2009: $3,650
2008: $3,500</p>

<p>sign up for turbo tax free and run it both ways, it will tell you about FICA based upon in which exact box on the 1099 the compensation is listed.</p>

<p>You can try all sorts of different ways of completing the return and it will show you as you go your tax liability</p>

<p>
[quote]
sign up for turbo tax free and run it both ways, it will tell you about FICA based upon in which exact box on the 1099 the compensation is listed.

[/quote]
</p>

<p>Turbo Tax might mislead this student by missing the appropriate treatment of the taxable scholarships. He should not own any FICA taxes because the scholarship/stipend are not payment for services.</p>

<p>Thanks! I thought it would be around $350, but I wanted to double check. That's not too bad I guess. I wanted to run the numbers through Turbo Tax, but I gave my 1099-T to my Mother already and I don't see anywhere where my new school posts it online like my undergrad institution did. O well... if I'm taxed at ~10% for ~9,000 dollars, that's $900 plus a few hundred dollars for state tax. I'm just hoping that it is less than $2,000.</p>

<p>I'm a she btw</p>